How the School System is Rigged for Failure

There has hardly been a time during the last 150 years when Americans were not being told that the schools were at a “turning point,” “confronted with a crucial challenge,” “entering an era of new importance.” At the same time, they have forever been at the edge of failure. Indeed, one major enterprise of educators in every generation has been to analyze that failure and propose new remedies. In the 1840s, industrialization, urbanization, and immigration produced conflict and dislocation in most cities of the North. Educational innovators envisioned public high schools as the means for unifying and civilizing communities, as well as promoting economic growth and social mobility. According to Joseph White, fourth secretary of the Massachusetts Board of Education during this period, in the high schools,

The children of the rich and poor, of the honored and the unknown, meet together on common ground. Their pursuits, their aims and aspirations are one. No distinctions find place, but such as talent and industry and good conduct create. In the competitions, the defeats, and the successes of the schoolroom, they meet each other as they are to meet in the broader fields of life before them; they are taught to distinguish between the essential and true, and the fractious and false, in character and condition…. Thus a vast and mutual benefit is the result. Thus, and only thus, can the rising generation be best prepared for the duties and responsibilities of citizenship in a free commonwealth. No foundation will be laid in our social life for the brazen walls of caste; and our political life, which is but the outgrowth of the social, will pulsate in harmony with it, and so be kept true to the grand ideals of the fathers and founders of the republic.1

The aspirations of mid-nineteenth-century America are thus to be fulfilled in the schoolroom.

Similarly, Sputnik launched the demand, in the 1950s, for a new highschool curriculum to save the national honor and restore military superiority. Vice-Admiral Hyman Rickover and President James Bryant Conant of Harvard proposed more rigorous mathematics and science courses, better preparation of teachers, and special attention to the “gifted.” Schools all over the country adopted the slogan “Quality Education.”

During the 1960s, the focus of agitation shifted to the “disadvantaged” student, and the byword became “equality of educational opportunity.” No major school system is now without some special project for the children of the poor. Nor has there been any shortage of federally sponsored programs: Head Start, Follow-through, Upward Bound, NDEA Institutes, Model Cities colloquia, Titles I-IV. During the single fiscal year ending June, 1967, the federal government alone provided over one billion dollars, supposedly for educating poor children, under Title I of the Elementary and Secondary Education Act. Another $100 million was authorized under Title III for experimental and model programs, many of which could be directed to the problems of the “disadvantaged.” Private foundations have invested very heavily in “educational innovation.” And during the last year or more, dozens of books have offered new hopes and desires to straining educational bureaucracies and a public impatient to solve the continuing and deepening “crisis.”

There are a few common threads in these diverse and sometimes contradictory efforts: that the schools play crucial roles in achieving transcendent national goals, and especially in breaking the “cycle” of ignorance, joblessness, and poverty; and that the educational system has, for the most part, failed to achieve these objectives. The goals and assumptions to which most writers on education, congressmen, and parents would subscribe have been stated, for example, by the Committee for Economic Development, a very influential organization of financial and corporate executives:

The well-being of individual citizens, the integrity of the nation’s social institutions, the strength of the economy, and the long-term national security depend on the effectiveness of the schools. Unless schooling keeps pace with the large demands that will be made on it in the years ahead, the American people will not achieve their personal, community, and national goals. A free society must always depend on the capacity of its schools to provide the kind of education that produces rational, responsible, and effective citizens.2

If these are, indeed, the goals of our educational system, it has surely failed, especially in the urban ghetto. The statistics bear witness to the fact that schools in Harlem, Watts, the District of Columbia do not impart even basic skills to their pupils. Nearly 81 percent of sixth-grade Harlem pupils score below grade level in reading comprehension, 77.5 percent in word knowledge, 83.3 percent in arithmetic. Often these poor and black children are two or three years behind in achievement scores,3 and in the years since Kenneth Clark publicized these statistics, the situation has not materially improved. But, of course, defective schools are not confined to the ghettos. In the Elementary and Secondary Education Act of 1965 the failures of the schools are noted, with somewhat more down-to-earth insights about the objectives of the educational system than those posited by the Committee for Economic Development:

A national problem…is reflected in draft rejection rates because of educational deficiencies. It is evidenced by the employment and manpower retraining problems aggravated by the fact that there are over 8 million adults who have completed less than 5 years of school. It is seen in the 20% unemployment rate of our 18 to 24 year olds.4

Surely, the proposers of the 1965 Act seem to be saying, if the schools fail to prepare men for the Army and for industry, they have failed altogether.

This litany over the failure of the schools is repeated in almost every new book on the subject. Mario Fantini and Gerald Weinstein, who have had much to do with shaping the Ford Foundation’s broad program of educational support, cite Kenneth Clark and the ESEA in their The Disadvantaged: Challenge to Education. They add their own variations on the theme: the schools have not only failed the poor and the black, but they have not taught “adult maturity” or necessary skills to many children from comfortable, middle-class families.

…it becomes all too clear that our education has been severely deficient in achieving its purpose, quantitatively and qualitatively. Yet education is the only institution upon which we, as a nation, can rely to provide us with a population which has a significant proportion of truly democratic, socially oriented, dedicated adults who will contribute to our country’s welfare.5

Thus Fantini and Weinstein join their hopes to those of Joseph White a hundred years ago, to those of the Committee for Economic Development, to those of the Elementary and Secondary Education Act. And they devote their 455 pages to strategies for helping educators achieve these presumed—and traditional—objectives.

But are the schools “failures”? If they do not accomplish the goals which educators have laid out for them, it may well be that all they need—as the CED, Congress, and Fantini and Weinstein urge—is more money, more innovation, more machines, more specialization. It may also be, however, that the stated goals of American education are deceptive and irrelevant ones, that their grand rhetoric clouds the character and social objectives of the schools. A review of the alleged “failures” of the Selective Service System—the uncertainty it has engendered, its unfairness, its apparently arbitrary and harebrained procedures—reveals features that have been built in because they are necessary to its function of channeling young men into what are thought to be socially desirable activities.6 Looking at what the schools do rather than at what they should or might do may tell a similar story. What if the apparent “failures” of the American educational system have served necessary functions in American society? Perhaps the schools, like almost all other American institutions, have been very, indeed horrifyingly, successful.

Such a proposition may seem shocking, if not perverse, since Americans have traditionally believed in the virtues of schooling as much as in motherhood or a balanced budget. The black and Jewish communities in New York City continue to quarrel bitterly about the control of education, yet they agree about the fundamental importance of keeping children in schools. Recently, however, observing conditions in Harlem, Kenneth Clark suggested that schools function in a manner precisely contrary to their acclaimed ideals:

…American public schools have become significant instruments in the blocking of economic mobility and in the intensification of class distinctions rather than fulfilling their historic function of facilitating such mobility.

In effect, the public schools have become captives of a middle class who have failed to use them to aid others also to move into the middle class—it might even be possible to interpret the role of the controlling middle class as that of using the public schools to block further mobility.7

Although Clark’s analysis of the present situation is accurate, he accepts too readily the historical claims, rather than the performance, of American education.

Michael B. Katz has compared in some detail such historical claims with what the schools really accomplished. High schools in the nineteenth century were presented by their promoters as mechanisms for achieving social mobility and economic development, for democratizing society, for eliminating class distinctions, and for producing, as Fantini and Weinstein put it more than a century later, “truly democratic, socially oriented, dedicated adults who will contribute to our country’s welfare.” In fact, however, as Katz shows, the innovation called high schools achieved none of these goals. Few poor and working-class children actually attended, and before very long, those who did were channeled off into vocational programs “more suitable to their interests and capacities.” The pressure for schools originated in response to economic growth, but, as Katz suggests, there is little evidence to demonstrate that continued industrial development depended in any sense on the expansion of education.

This is not to say that the public educational system had no functions. On the contrary, some of its achievements seem to have been inversely related to the claims made for it. For the middle-class children who made up the bulk of high-school students, schools helped to maintain their status and position in the community. Schools were an entree for boys into business (though they taught little of major importance to enterprise) and for girls into teaching. And teaching, as Katz says, “was undoubtedly the most attractive vocational goal for the middle-class girl who wanted to earn some money because all the other occupations populated by large numbers of females were manual, arduous, and decidedly lower-class.”8 The public high school also served middle-class parents, because “they could spread among the population at large the [fiscal] burden of educating their children.”9 Thus, far from pulling down “the brazen walls of caste,” as Joseph White had asserted, the high schools reinforced them.

Though the schools did not function to the advantage of poor and working-class children, they did not ignore them. Katz quotes a contributor to the Massachusetts Teacher who in 1861 explained the value of education to business: “The habit of prompt action in the performance of the duty required of the boy by the teacher at school, becomes in the man of business confirmed; thus system and order characterize the employment of the day laborer.”10 Katz quotes a Lowell manufacturer, one H. Bartlett, who insisted, in 1841, that:

Workers with more education possessed “a higher and better state of morals, [were] more orderly and respectful in their deportment, and more ready to comply with the wholesome and necessary regulations of an establishment.” Perhaps most important, “in times of agitation, on account of some change in regulations or wages, I have always looked to the most intelligent, best educated and the most moral for support.”… The educated, in short, were seen as company men.11

In their conscious attempt to impose personal habits of restraint, self-control, diligence, promptness, and so-briety on their students, particularly those from “loose,” “shiftless” (or “disadvantaged”) backgrounds, school-men served the desires of business for a disciplined and acquiescent work force. In this sense, too, schools served the dominant interests of the middle-class community; and, not surprisingly, such businessmen and industrialists were among the major promoters of school reforms.

This history is important, for it contradicts the easy assumptions we have usually made about the uniform virtues of schooling. And it suggests that earlier “failings” in the educational system can better be understood as contradictions between the professed objectives of educators—their ideology—and the real social and economic forces to which the educational system was in fact responding. Such forces continue to operate: a recent Harris poll shows that 62 percent of parents questioned thought that in school “maintaining discipline is more important than student self-inquiry.”12 A Life reporter, commenting on the study, wrote that “the parents in the Life poll know exactly what they want from the schools: ‘Teach the kids to understand our existing values,’ they say; ‘discipline them to conform.’… They think the schools should keep the children passive and disciplined, and provide them with the tools that lead to college and a job.”13 To what extent does our educational system today continue, not to “fail,” but to succeed in serving these by now traditional objectives?


In 1927 many Americans were troubled about their society. Morals seemed to be disintegrating, crime increasing. Indeed, some felt there was a “legal bias in favor of the criminal.” He “is petted and pampered and protected to a degree which makes the punishment of crime relatively rare.” Educators were quick to rise to this social crisis. They urged their fellow Americans to look to the schools to train citizens not to “set themselves against the state.” After all, there was “no other organized force which aims primarily at citizenship and at the same time represents the state.” Schools could, moreover, satisfy the demands of industry for “the type of help that knows something, that has social graces arising from extended social experience” of the sort provided by high schools.

There was one problem, however: how to keep the children in school. Many dropped out because their main experience in the classroom was one of frustration. A new way of organizing schools had to be found that would not forever be confronting those most in need of schooling with failure, that might more fully “individualize” their instruction in order to prepare children more efficiently for the kinds of jobs they would get. This way was “ability grouping.”

Ability grouping in the junior high school is to be defined as the classification of the pupils of the school into groups which, within reasonable limits, are homogeneous in ability to perform the kind of task which confronts those pupils in the classroom. It is not a social segregation. It is not a caste stratification. It is not an attempt to point out those who are worth while and those who are not. It is not a move to separate the leaders from the followers.14

Despite the best intentions of its promoters, ability grouping—or tracking, or streaming, as it is variously called—has unfortunately become all that they asserted it would not be. What it has not been is either a means of keeping children in school or of improving their performance while they attend.

In Washington, D.C., for example, where an elaborate track system reached far down into the elementary schools, 54 percent of the classes of 1965 and 1966 dropped out before graduation. The most extensive and careful study of ability grouping, moreover, concludes “that ability grouping, per se, produces no improvement in achievement for any ability level and, as an administrative device, has little merit.”15 The study indicates further that children may learn better in strongly heterogeneous groups. Arthur W. Foshay, who wrote the Foreword, suggests also that evidence from Sweden and England “raises the dark possibility that ability grouping functions…as selective deprivation.”16 Tracking may actually prevent children from learning, the study indicates, because “teachers generally under-estimate the capability of pupils in lower track classes, expect less of them, and consequently the pupils learn less.”17 None of this is surprising, since teachers generally concentrate on students who respond. But why, then, if tracking has not succeeded in keeping most kids in school and has succeeded in creating for those lower-tracked kids the “self-fulfilling prophecy” that they won’t learn anything in school—why, then, has it persisted for more than forty years?

In the first place, tracking is to schools what channeling is to the draft. Its function is identical, namely, the control of manpower “in the National Interest.” In democratic societies like that of the United States, individuals are encouraged to believe that opportunities for social advancement are unlimited; such beliefs are part of the national myth, and also necessary to encourage young people to achieve and get ahead. Yet opportunities are, in fact, limited. Not everyone with the talent can, for example, become a scientist, industrial manager, engineer, or even a college professor; the economy has greater need for technologists, technicians, salesmen, white-collar workers, not to speak of men on production lines. It has been estimated that industry demands five semi-professionals and technicians to enable every professional to function.18

There must be “valves” which can help to control the flow of manpower into the economy. “Tracking” is one of those important valves; it helps to ensure that the American work force is not “overeducated” (as has been the case, for example, in India, where there are far too few jobs “suitable” for college graduates). It also helps to ensure that unpopular industries, like the Army, or less prestigious occupations, like sanitation work, are supplied with manpower.

Indeed, sociologist Theodore Caplow has argued that:

…the principal device for the limitation of occupational choice is the education system. It does this in two ways: first, by forcing the student who embarks upon a long course of training to renounce other careers which also require extensive training; second, by excluding from training and eventually from the occupations themselves those students who lack either the intellectual qualities (such as intelligence, docility, aptitude) or the social characteristics (such as ethnic background, wealth, appropriate conduct, previous education) which happen to be required.19

Tracking is one of the educational system’s major techniques for thrusting forward students with the necessary qualities of school-measured intelligence, docility, background, and the rest; and for channeling the others into “appropriate” slots. James Bryant Conant is explicit about this practice. “I submit,” he writes in Slums and Suburbs, “that in a heavily urbanized and industrialized free society, the educational experiences of youth should fit their subsequent employment.” Accomplishing this goal in cities is difficult, Conant continues, given the limitations of guidance personnel and parental indifference; therefore, “the system of rigid tracks may be the only workable solution to a mammoth guidance problem.”20

The “valves” of ability grouping, some economists complain,21 have become sticky, and have slowed economic growth by limiting the flow of students with middling talent and motivation, particularly those from lower-class backgrounds. In fact, however, from another point of view one might argue that the valves have been operating effectively to limit competition with the children of white, middle-class parents who, on the whole, have controlled the schools. 22 In New York City in 1967, for example, nonwhites, the vast majority of them poor, made up 40 percent of the high-school population; they constituted about 36 percent of students in the “academic” high schools and about 60 percent of those tracked into “vocational” high schools. In the Bronx High School of Science and in Brooklyn Tech, elite institutions for which students must qualify by examination, “nonwhites” totaled only 7 and 12 percent of the students respectively.

But the real effects of tracking can better be seen in the statistics of students in the academic high schools. A majority of blacks and Puerto Ricans fill lower tracks, which lead them—if they stay at all—to “general” rather than “academic” diplomas. Only 18 percent of academic high-school graduates were black or Puerto Rican (though they were, as we said, 36 percent of the academic student population); and only one-fifth of that 18 percent went on to college, as compared with 63 percent of whites who graduated. In other words, only 7 percent of the graduates of New York’s academic high schools who went on to college were black or Puerto Rican. The rest, for the most part tracked into non-college-preparatory programs, left school with what amounted to a ticket into the Army.23

The statistics for Washington, D.C., are even more striking, in part because figures are available on the basis of income as well as race and ethnic background. In the nation’s capital, where, in 1966, 91 percent of the students were black, 84 percent of those black children were in schools without any honors track. In areas with a median income of $3,872 a year, 85 percent of the children were in a basic or general track, neither of them college-bound; while in areas where the income was $10,374 or better, only 8 percent of the children were in the general track, and in such areas there was no basic track at all. Theoretically, tracking ranks students according to their ability to achieve. Yet Washington’s statistics suggest that the children of the poor have less than one-tenth of the ability of the children of the well-to-do—an obvious absurdity. Indeed, tracking in Washington was more than absurd: in 1967 Federal Judge J. Skelly Wright declared that the system unconstitutionally discriminated against poor and black children and ordered it abolished.24 But although it has officially been disbanded in the District’s schools, it lingers on subtly in placement and curriculum, and more openly in the way teachers teach.

If one studies the means by which students are selected into tracks, one discovers a further layer of discrimination against the children of the poor. It is on the basis of reading scores, IQ, and other standard achievement tests—as well as teachers’ recommendations—that children are determined “slow” or “superior.” Yet Herbert Kohl reports that he was able to help his students raise their reading scores from one to three years, within a period of months, simply by teaching them how to take tests. Middle-class children, Kohl points out, learn about tests early in their school careers; indeed, a “predominantly white school located less than a mile down Madison Avenue [from Kohl’s Harlem school] even gave after-school voluntary classes in test preparation.” But in the Harlem schools it was “against the rules” to provide copies of old tests so that teachers could help their pupils prepare for them; Kohl had to obtain such copies from friends who taught in white, middle-class schools, where back files were kept and made available.25 Recent studies have suggested, moreover, that the content of “standardized” tests conforms to the experience and norms of white, middle-class children, thereby discriminating in still another manner against able children of poor or black parents.

Thus, just as the establishment of high schools in the nineteenth century promoted the interests of middle-class parents, so ability grouping has become an elaborate mechanism for ensuring those same interests. In this respect the track system has joined with “the ordinary operations of educational institutions,” which, deliberate discrimination aside, by themselves tend to deny poor and working-class children equal opportunities for social mobility. Experienced teachers transfer out of schools in poor neighborhoods, seeking better-paying and less exacting assignments.26 Schools develop studied institutional defenses of secrecy and professional mystification against criticism or even inquiry by lower-class parents. But they are, of course, much more responsive to wealthier parents, who often control PTAs and school boards and whom, in any case, school-teachers and administrators emulate.

Thus, as the sociologist Howard Becker has written, “The schools, organized in terms of one of the subcultures [that of the middle class] of a heterogeneous society, tend to operate in such a way that members of subordinate groups of differing culture do not get their fair share of educational opportunity, and thus of opportunity for social mobility.”27 Which is an elaborate way of saying that schools institutionalize and maintain privilege in America.

But statistics and abstractions may obscure the lives of children trapped in what has been called “programmed retardation.” A group of New York City parents, whose children have been tracked into the special “600” schools for allegedly “difficult” children, has begun to prepare a suit to challenge the compulsory-attendance law. While the state has the right to make laws for the health, welfare, or safety of children, they claim, it has no right to subject children to a system that deprives and injures them. Their point is that tracking is not simply a neutral “valve” to control manpower flow, as our initial image might at first have suggested. Rather, tracking harms some children, depriving those we call “deprived,” making them less competent, less able to reach, let alone to use, the instruments of power in US society. In the light of tracking, schools become for such children not the means of democratization and liberation, but of oppression.

On the other hand, tracking is also one means of controlling middle-class students. The Selective Service’s “channeling” system benefits the young man who can afford to go to college, and whose culture supports both higher education and avoiding the draft if he can. Channeling helps him, however, only so long as he lives up to the draft board’s standards of behavior and work. Just as the threat of loss of deferment drives draft registrants into college or jobs in the “National Interest,” so the threat of losing privileged status within the school system is used to drive students to fulfill uppertrack, college-bound requirements. In a school in which students are tracked from, say, “12-1”—the twelfth-grade class for college-bound students—down to “12-34”—the class for alleged unteachables—demotion not only would threaten a student’s social position, but his entire future life. Having a child placed in a lower track is a stigma for a college-oriented family, as every principal faced with angry parents pushing to have their children in the “best” classes will testify. Moreover, entry into prestige colleges, or even into college at all, normally depends upon track and other measures of school status. Thus though the threat, like that of channeling in the past, has been largely unspoken, it continues to push students to behaving and achieving as required by the system.

These operations of tracking and channeling (and of racial segregation, for which tracking is often an administrative substitute) 28 help to explain why, contrary to popular American mythology, this society has more and more rapidly become stratified, structured by class. Increasingly, Americans follow the occupations of their fathers or, at any rate, enter occupations of roughly the same prestige and income.29 Level of education—which must be distinguished both from what a student has learned and from how competent he might be—is a major determinant of what kind of job he can get.30 The more education attained, on the whole, the better the job; and, of course, the more prestigious the college the better. There is a direct correlation between a student’s social and economic class and the likelihood that he will enter or graduate from college. A recent study by the Carnegie Commission of Higher Education found that children from families whose income is above the national median have a chance of getting into college three times greater than that of children from families below the median. And only 7 percent of college students come from families in the bottom quarter of national income.31 “The passage from school to college, in fact, seems to depend more upon socialization, life experience, and opportunity than upon intellective factors.”32

The track system provides a formal basis for translating these class-based factors into academic criteria for separating students into different groups: those who will drop out; those whose diplomas will not admit them to college; those who will be able to enter only two-year or junior colleges; and the lucky few in the honors classes who will go on to elite institutions and to graduate or professional schools. Thus while tracking may assure the “failure” of lower-class students, as a system it allows the schools to “succeed” in serving middle-class interests by preparing their children to fill the technological and professional needs of corporate society.

In several cities during the past few years, as the contradictions between systems of tracking and the rhetoric of social mobility have become especially apparent, some groups have begun to pressure for the abolition of tracking and others, in the meantime, for “open” admissions to colleges. It is clear enough to students and their parents that there are fewer jobs available for young men who have not completed high school or who have emerged from “basic” or other lower tracks. Jobs requiring no secondary education have decreased 25 percent in the past ten years; and white-collar workers, who made up 15 percent of the work force in 1900 and 28.5 percent in 1940, will make up about 48 percent in 1970. Schools with tracking systems have not been particularly responsive to a job market changed by automation and “upgrading” (an economist’s term for saying that you now need more educational credentials to get the same level of job). Manpower specialists, often writing under the auspices of major foundations, have therefore called on school systems to change their practice so that their products will suit a modernizing industrial economy.33 But of course, the pressure to maintain a system segregated by class has not abated.

The clash between those upholding tracking and those wishing to end it has taken particularly dramatic forms in several cities. In Washington, D.C., for example, tracking was a primary issue in the battle over former Superintendent Carl Hansen’s job. In New York City, the issue of whom the schools will serve has been fought over “community control.” Experiments designed to make schools more responsive to the needs of blacks and Puerto Ricans by giving them direct control over the education of their children through the creation of community school boards have been financed by the Ford Foundation and supported by politicians, including Mayor Lindsay and Governor Rockefeller, who have been sensitive to the changing needs of large industry as well as the demands of black voters.

In opposition to community-controlled decentralization, the New York Teachers’ Union and much of the white, middle-class electorate correctly understand the demand for community control as a demand that the schools help the children of poor blacks and Puerto Ricans to compete with their own children instead of preventing them from doing so. Jewish teachers remember their battle against WASPs and Irish Catholics entrenched in the schools before them. Odd alliances between the Ford Foundation and the Ocean Hill-Brownsville local board, on the one hand, and the liberal Jewish and conservative Italian communities, on the other, as well as the bitterness of the struggle in New York City suggest how fundamental are the social and economic stakes at issue in the control of the schools.

The issue is also powerful and divisive for higher education. Encouraged by US society to believe that young people can rise to the top, whatever their race or class, blacks, Chicanos, Puerto Ricans, and some working-class white students are beginning to press into colleges. Higher education in the United States has had to manage an elaborate and delicate technique for diverting many of these students from goals toward which they have been taught to aspire, but which a stratified society cannot allow them all to reach. “Cooling” them “out,” the term openly used in higher education and now beginning to become as familiar to students as “channeling,” means that certain students are deliberately and secretively discouraged from aspirations middle-class youth take for granted. Working-class students are tracked into second-class or “junior” colleges, “cooled out” and counseled into substitute curricula (a medical technician’s program rather than a premedical course), or, if they get to a university, programmed for failure in large “required” courses.34

California’s three-tiered system of higher education has provided a model for other states: the “top” eighth of high-school graduates may be admitted to the university system, the “top” third to the state colleges; the rest are relegated to what one writer has described as “those fancied-up super high schools, the local two-year ‘community colleges.”’35 Factors closely related to race and economic class—students’ high-school track, grades, and College Board scores—determine placement into a particular level of higher education, though the fees students pay are relatively similar wherever they may go in the state.36 Like tracking in high schools, state-subsidized higher education channels students into distinctly inequitable systems. In Maryland, for example, the average per pupil expenditure during fiscal year 1966 was $802 in community colleges, $1,221 in the state colleges, and $1,724 (excluding research funds) in the University of Maryland.37

Another significant index of discrimination is the relative teaching load of faculties: at the University of Maryland, an English professor teaches three courses, at state colleges four, and at community colleges five. Theoretically, at least, university students are taught by professors with better credentials, higher salaries, and lighter teaching loads than at state or community colleges. It is not surprising, therefore, as Todd Gitlin has pointed out, that from the university campuses come “high professionals and managers for the great corporations. At the bottom, the two-year junior colleges take on all comers, and process them into clerks, punch-card operators, foremen—the dregs of the white-collar labor force.”38

But it is not only that the student attending a junior college will have far less public money spent on his education than the student attending Berkeley, Michigan, or the University of Maryland. It is rather that tracking at public colleges also benefits the children of the rich at the expense of the children of the poor. Patricia Cayo Sexton has stated the case: “In general the more money a student’s parents make, the more money will be spent on his education, despite some efforts at public ‘compensatory’ expenditures for the disadvantaged.”39 In New York City, for example, tuition-free colleges with ” ‘high standards’…have…subsidized many middle-income students and virtually excluded most impoverished ethnic groups.” “Low college tuition,” Mrs. Sexton writes, “offers few opportunities to lower-income students if entrance ‘standards’ are too high to hurdle.”

Significantly, her statistics bear out the relationship between income and admission: at the University of Michigan, only 25 percent of the fathers of entering freshmen had less than a college education, only 4.8 percent less than a high-school diploma; consequently, only 1.8 percent of the students were from families with incomes under $4,000.40 The circular process is obvious: just as the economic class of a student’s family largely determines his admission to a particular college or university in the first place, so does his placement at that college determine his future. Indeed, money is destiny!41 Given the process of “upgrading” jobs, one might find suitable the image of a squirrel in a circular cage the faster he runs the more firmly does he remain bound to his position. While the admission of working-class students to community colleges may seem to be serving their desire for upward mobility, in fact it may barely be keeping the lid on potentially explosive campuses.

Demonstrations throughout the nation during the spring of 1969 arose from students’ increasing awareness that tracking, and its methods of cheating and controlling the poor, have been translated into new campus forms. Demands for “open admissions” of black and “third-world” students, prominent first at San Francisco State College, attempt to strike at the heart of the tracking system by negating the streaming process of earlier school years. Students at San Francisco State, at City College in New York, and elsewhere, in lengthy strikes and demonstrations, have first paralyzed the institution, then divided it irrevocably on principles similar to those we have described with relation to high schools.

In the official catalogue of San Francisco State, a passage claims that the curriculum ought to satisfy “existing student interests” and “the technical and professional manpower requirements of the State.”42 But interests of students and those of manpower specialists often diverge fundamentally: they are obviously most divergent with respect to working-class students’ aspirations for the alleged room at the top and industry’s needs for a highly differentiated work force.

Can the track system survive this new and deeply outraged onslaught of college students? The “valves” of tracking in high school may be sticky, at once denying both reasonable opportunity to poor and black students and better trained manpower to industry. But the demand for dividing the work force by some tracking mechanism remains. To be sure, it doesn’t much matter, at least abstractly, to the corporation manager just who fills what slots—so long as young people are channeled and prepared to fill them. In this respect, the need for a class-based track system diminishes. But a particular John D. Executive—not to speak of Jack Salesman—wants to maintain his privilege for his kids. Thus the pressure to maintain the present social and class divisions has hardly diminished. Colleges are, on the one hand, pressed from below by poor, black, and radical students to end discriminatory admissions practices. On the other hand, they are pressed from above by politicians, trustees, and contributors to “maintain standards,” not to “capitulate to the demands of demonstrators.”43 Implicitly, they are of course urged to maintain the present system of class and economic privilege embodied in those “standards.”

In March, 1969, Rutgers University agreed to an “open admissions” policy for disadvantaged students from the three cities in which its campuses are located. Almost at once, opposition to the program developed in the New Jersey legislature, partly because the plan would reduce the number of students eligible to enter the state university who were not from those lucky three cities. Similarly, an announcement by New York City’s Board of Higher Education that it would attempt to implement an “open admissions policy by 1970 was greeted with opposition by key state legislators.”44

More sensitive to the complexities of New York City’s educational politics, a conservative Democratic candidate for mayor in 1969, Mario A. Procaccino, “hoped” that money could be found so that all city youths would have access to “free education,” but warned “against any lowering of academic standards at the university.” The New York City plan by no means envisaged an end to tracking. As initially presented, it pictured only 19 percent of graduating high-school seniors entering the senior colleges, some 26 percent going on to community colleges, and another 20 percent or more being channeled into “educational skills centers,” where, presumably, they would be trained to fill vacancies in low-paying hospital, teaching-aid, and clerical positions.

The revised plan now being implemented considerably increased the proportion of high-school graduates entering senior colleges. But more ingeniously, it changed the standard of admission to the senior colleges from high-school grade-point average alone, adding as an alternative criterion a student’s rank in his high-school class. Thus the student from ghetto schools, where grade-point averages are notoriously low, will be able to enter one of the senior colleges by finishing in the top half or so of his class.

The competition for places in the city’s colleges will thus be increased even for middle-class students, since the compromise tries to placate white, middle-class advocates of “standards” by saying to them that their children can be admitted to a senior college if they maintain high standards. At the same time, the compromise attempts to placate ghetto residents by opening the senior colleges to more of their children—those, on the whole, perhaps, with middle-class aspirations. What the plan does, rather neatly, is to turn a threatening racial and ethnic crisis into a division of students by class; it is precisely such school-maintained divisions that Americans have in the past chosen not to contest.

New York City’s response to the pressure for open admissions and an end to tracking seems a likely harbinger. It shifts part of the burden of tracking upward to “education beyond high school,” now available for “all who want it,” and held out as a carrot for disaffected minorities. The plan expands Upward Bound and SEEK programs to permit more individuals of “high potential but weak background” to flow into higher educational streams. In short, it places the valves higher in the educational system and lets them function a bit more freely. It gives the needs of the economy for a screened, differentiated, and controllable work force somewhat higher priority than the wishes of white middle-class parents that the schools perpetuate their privilege. But it by no means destroys the mechanisms by which schools have maintained class privilege. Now students will be separated—according to grades and class standing—into senior college, community college, and “other” categories.

Not surprisingly: for the systems of tracking are so closely tied to those who control American education and to the qualities of American schools that it is hard to imagine their replacement altogether—certainly not by a system which would permit children to develop according to their own needs and abilities.

  1. 1

    The 28th Report of the Massachusetts Board of Education, pp. 83-84. Quoted in Michael B. Katz, The Irony of Early School Reform (Cambridge, 1968), pp. 44-45.

  2. 2

    Innovation in Education: New Directions for the American School,” a statement by the Research and Policy Committee, July, 1968, pp. 9, 10.

  3. 3

    Kenneth Clark, Dark Ghetto (New York, 1965), pp. 120-21.

  4. 4

    Elementary and Secondary Education Act of 1965, Report #143, House of Representatives, 89th Congress.

  5. 5

    Mario D. Fantini and Gerald Weinstein, The Disadvantaged: Challenge to Education (New York, 1968), pp. 172-73.

  6. 6

    See our article in NYR (June 20, 1968) and Chapter 7 of our forthcoming book, The Conspiracy of the Young.

  7. 7

    Kenneth Clark, in a paper for a conference sponsored by the US Commission on Civil Rights in November, 1967.

  8. 8

    Katz, op. cit., p. 91.

  9. 9

    Ibid., p. 92.

  10. 10

    Ibid., p. 87.

  11. 11

    Ibid., p. 88.

  12. 12

    Life, 66 (May 16, 1969), p. 29.

  13. 13

    Bayard Hooper, “The Task Is to Learn What Learning Is For,” Life, 66 (May 16, 1969), pp. 34, 39.

  14. 14

    All quotations from Heber Hinds Ryan and Philpine Crecelius, Ability Grouping in the Junior High School (New York, 1927), pp. 1-10.

  15. 15

    Miriam L. Goldberg, et al., The Effects of Ability Grouping (New York, 1966), p. 163. “Differences in achievement growth over the two-grade span,” the authors found, “did not support the common wisdom that narrowing the ability range or separating the extreme groups from the intermediate groups enables teachers to be more effective in raising the pupils’ achievement level…. On the contrary, although the achievement differences among patterns of varying ability range were small, overall observed increments tended to favor the broad range” (p. 160).

    See also Joseph Justman, “Ability Grouping—What Good Is It?” The Urban Review, 2 (February, 1967), pp. 2-3: “…homogeneous grouping is not a panacea for educational ills…. Grouping by itself, without curricular modification as a concomitant, will not give rise to the desired outcome of improved pupil performance.” Unfortunately, no one has shown, either, that grouping with “curricular modifications” would make real differences, or just what “curricular modifications” there might be that would not, for example, strait-jacket and limit “slow learners.”

  16. 16

    The Times of London reported August 12, 1966, on a set of samples being taken by the British Foundation for Educational Research: “Most of the existing research of streaming [tracking] has come to the conclusion that children get better results in unstreamed schools. One notable piece of work was that of Dr. J. C. Daniels (1961)…. Dr. Daniels compared academic progress in two streamed and two unstreamed schools in detail. He reported that progress in reading, English and arithmetic was more rapid for all children in unstreamed schools, but particularly for the weakest children. These findings have not as yet been seriously challenged by later research….”

    Dr. J. W. B. Douglas examined the “school careers of 5,000 children in the Medical Research unit’s permanent sample.” He showed that “although children in higher streams all made good progress, the IQs of children in lower streams actually deteriorated during the later years of primary school. This deterioration was most marked in children of working class background. Dr. Douglas’ general conclusion was that ‘streaming by ability tends to reinforce the process of social selection.’ The initial act of streaming was, in Dr. Douglas’ view, heavily influenced by social and nonacademic factors.”

  17. 17

    Goldberg, op. cit., p. 165. The study “reinforces the conclusion that what pupils learn is at least as much a function of what teachers teach and expect of them as it is a function of pupil attitudes, self-percepts, or, within limits, even tested intellectual ability” (p. 164). See, in this regard, Robert A. Rosenthal, Pygmalion in the Classroom (Cambridge, 1968). Rosenthal relates the results of an experiment in which teachers were told that certain of their students were revealed through “tests” as having superior, though hidden, ability. Though the students were not, in fact, special, they began to perform better, apparently in response to teachers’ special ministrations.

  18. 18

    See, for example, Maryland Council for Higher Education, Master Plan for Higher Education in Maryland (Baltimore, 1968), section 2, p. 36.

  19. 19

    Theodore Caplow, The Sociology of Work (Minneapolis, 1954), p. 216.

  20. 20

    Slums and Suburbs (New York: McGraw-Hill, 1961), pp. 40, 66. Conant’s comments on tracking help to explain some of the mistrust felt by black communities for liberal educational reformers. He writes: “In short, my recommendation in both my senior high report and my junior high report still stands. In these subjects [English, social studies, mathematics, science—in short, in all the academic curriculum] there ought to be subject-by-subject grouping in three groups—fairly small top and bottom groups and a large middle group. Such an arrangement may well isolate Negroes in some schools in the bottom group, but surely there will be considerable mixing in the large middle group if not in the top group. Moreover, with an integrated staff and with frank discussions of the problem I should think a workable solution might be arrived at in good faith” (p. 64). What is one to say in the face of such naïve optimism?

  21. 21

    See, for example, John Vaizey and Michael Debeauvais, “Economic Aspects of Educational Development,” in Education, Economy, and Society, ed. A. H. Halsey, Jean Floud, and C. H. Anderson (Glencoe, 1961), p. 43.

  22. 22

    See, for example, Patricia Cayo Sexton, Education and Income (New York, 1962), pp. 228, 234.

  23. 23

    These figures were obtained by Columbia University SDS from the records of the N.Y.C. Board of Education through the office of the Reverend Milton Galamison, then a member of the board.

  24. 24

    The figures cited in this paragraph are contained in the briefs filed by the plaintiff in Hobson vs. Hansen, the case decided by Judge Wright. See our article on “The Washington School Mess,” NYR, February 1, 1968.

    Hansen’s own description of Washington’s track system, printed in the November, 1960, Atlantic Monthly, is worth quoting at length.

    Honors Level: “…To protect the quality of instruction, the honors curriculum is selective. A student is enrolled in this curriculum only if he has demonstrated ability to do superior work by his previous grades, by test scores, and by teacher judgment….”

    Regular College Preparatory: “…While the program is designed as preparatory for college, it offers excellent general background for able students not planning college careers. If I could be, or wanted to be, fully authoritarian on this point, I would require every capable pupil, college bound or not, to choose this or the honors curriculum. The intellectual development most needed for general citizenship can best be obtained through study of the great and significant disciplines taught at a demanding and invigorating level…many capable students are under-achieving, and maximum persuasion, short of authoritative controls, should be used to motivate them to move up to the more difficult but richer curriculums….”

    General Curriculum: “…cafeteria-type election of subjects with bargain-basement rummaging for good grades at reduced prices….”

    Basic Curriculum: “…This curriculum is for the academically delayed high school student, as indicated by standardized test scores in reading and mathematics, academic grades, and teacher opinion…. Teacher opinion is of first importance…. The two objectives of the basic curriculum are to upgrade the academic achievement of retarded pupils and to provide education for those whose innate endowments, so far as they are reflected in performance, limit the range and difficulty of learning….”

    Small wonder passions in the black community ran rather high against the superintendent.

  25. 25

    See Herbert Kohl, 36 Children (New York, 1968), p. 178.

  26. 26

    In forty schools in New York City with more than 90 percent black and Puerto Rican enrollment, for example, 46.8 percent of the teachers had three years of experience or less, whereas only a quarter of the teachers in similar schools with predominantly white enrollment were similarly inexperienced. In Washington, where the median income is under $4,000, about 46 percent of the teachers are “temporary”—that is, they cannot, for one reason or another, achieve permanent certification.

  27. 27

    Howard S. Becker, “Schools and Systems of Stratification,” Education, Economy and Society, op. cit., p. 103. See also August Hollingshead’s classic study, Elmtown’s Youth (New York, 1949), which describes how schools give rewards to students based on their families’ class position.

  28. 28

    Because assignment to track reflects so closely class and racial factors, it is still not unusual to observe in theoretically “integrated” schools predominantly white “advanced” classes and predominantly (more often, all) black “slower” classes.

  29. 29

    See, for example, J. W. Bennett and Melvin M. Tumin, Social Life (New York, 1949), p. 587. In his study, Wealth and Power in America, Gabriel Kolko shows that despite the New Deal and higher levels of government spending on welfare, there has been no change in basic distribution of income and wealth in the United States since 1910.

  30. 30

    See, for example, Patricia Cayo Sexton, The American School (Englewood Cliffs, N.J., 1967), p. 51: “There is, in fact, an absence of evidence that the most able in performance of jobs or other real-life tasks are selected or produced by the standards set and training offered by higher education. Employers often hire from among the degree elite because of the prestige rather than the superior training or job performance skill attached to a college degree.”

  31. 31

    See Chronicle of Higher Education, Dec. 9, 1968.

  32. 32

    Bruce K. Eckland, “Social Class and College Graduation: Some Misconceptions Corrected,” American Journal of Sociology, 70 (July, 1964), p. 36.

  33. 33

    See, for example, John Vaizey and Michael Debeauvais, “Economic Aspects of Educational Development,” Education, Economy, and Society, op. cit., pp. 38-39, 43.

  34. 34

    See, for example, Burton R. Clark, “The ‘Cooling-Out’ Function in Higher Education,” American Journal of Sociology, LXV (May, 1960): “In summary, the cooling-out process in higher education is one whereby systematic discrepancy between aspiration and avenue is covered over and stress for the individual and the system is minimized. The provision of readily available alternative achievements in itself is an important device for alleviating the stress consequent on failure and so preventing anomic and deviant behavior. The general result of coolingout processes is that society can continue to encourage maximum effort without major disturbance from unfulfilled promises and expectations….

    For an organization and its agents one dilemma of a cooling-out role is that it must be kept reasonably away from public scrutiny and not clearly perceived or understood by prospective clientele. Should it become obvious, the organization’s ability to perform it would be impaired. If high school seniors and their families were to define the junior college as a place which diverts college-bound students, a probable consequence would be a turning-away from the junior college and increased pressure for admission to the four-year colleges and universities that are otherwise protected to some degree. This would, of course, render superfluous the part now played by the junior college in the division of labor among the colleges.”

  35. 35

    Kingsley Widmer, “Why Colleges Blew Up,” The Nation, 208 (Feb. 24, 1969), p. 238.

  36. 36

    Bowdoin College recently eliminated College Board scores as an entrance requirement. Richard M. Moll, the director of admissions, explained that “there is a widespread feeling and convincing evidence today that standardized aptitude and achievement tests cannot escape cultural bias and that they thereby work in favor of the more advantaged elements of our society, while handicapping others.” The Chronicle of Higher Education, February 2, 1970, p. 1.

  37. 37

    Master Plan for Higher Education in Maryland, section 2, p. 19.

  38. 38

    On the Line at S. F. State,” Mayday (now Hard Times), 18 (February 10-17, 1969).

  39. 39

    The American School, p. 54.

  40. 40

    Ibid., p. 52.

  41. 41

    Race is obviously also a factor of exclusion: even the most casual observation of campuses in Maryland bears out the same kind of racial divisions that Mrs. Sexton documents for other states. Indeed, so few blacks attend the university that it is under orders from the US Office of Education to implement a plan for integration.

  42. 42

    Todd Gitlin called this passage to our attention in his “On the Line at S. F. State.”

  43. 43

    See, for example, Leonard Buaer, “On Open Admissions,” The New York Times, July 11, 1969.

  44. 44

    See “Open Admissions in City U. Opposed by Albany Chiefs,” The New York Times, July 11, 1969.