• Print

What Thucydides Knew About the US Today

Philipp Foltz: Pericles’s Funeral Oration, 1877

On the morning after the 2016 presidential election I tried to distract myself by reading some pages of Thucydides that I had assigned for a class the next day, and found myself reading the clearest explanation I had seen of the vote that I was trying to forget. In the third book of his History of the Peloponnesian War, Thucydides describes the outbreak of civil war on the northern island of Corcyra in 427 BC:

There was the revenge taken in their hour of triumph by those who had in the past been arrogantly oppressed instead of wisely governed; there were the wicked resolutions taken by those who, particularly under the pressure of misfortune, wished to escape from their usual poverty and coveted the property of their neighbors; there were the savage and pitiless actions into which men were carried not so much for the sake of gain as because they were swept away into an internecine struggle by their ungovernable passions.

The closest thing to a consolation that I found in the election was the catastrophic failure of almost every attempt to predict the outcome by using numerical data, instead of interpreting the passions that provoked it, as Thucydides interpreted the conflict in Corcyra. The most confident pre-election pollsters proclaimed themselves 99 percent certain of the result that didn’t happen. Even the least confident predicted exactly what did not occur.

Everyone who reads Thucydides knows him as the most profound and convincing historian of empire, not only in his own age but also in his explicit and implicit predictions of later ages. One of his great themes is Athenian exceptionalism and the moral and military failures that inevitably issued from it. Early in his book, he reconstructs or invents the funeral oration spoken by the Athenian leader Pericles to commemorate those who died in the first year of the Peloponnesian War, with its brilliantly inspiring praise of Athenian democracy in its full flower, prospering and triumphant through its voluntary self-control, its mutual responsibility, its reverence for the law.

Then, three sentences after the end of the oration, Thucydides, without making a point of the devastatingly subversive turn that his history is about to take, refutes almost everything Pericles said, everything that was self-deceiving and hollow. In the summer after the oration, Thucydides reports, Athens was afflicted by the plague, and its democracy collapsed into “a state of unprecedented lawlessness.” Those who survived cared only for “the pleasure of the moment and everything that might conceivably contribute to that pleasure,” and “no fear of god or law of man had a restraining influence.” Self-satisfied virtue is easy in prosperity, less so in crisis. Much of the book takes the form of debates that Thucydides records without explicitly endorsing either side, though it is almost always clear which side is closest to his own habits of thought. Pericles’s funeral oration seems to be a rare instance of a speech left unanswered by an opposing point of view. But the plague itself is the silent response to Pericles’s speech, and the clear victor in an unspoken but unmistakable debate.

Athens, soon after the plague, recovered its confident conviction—voiced by Pericles himself—that its political and technical superiority over lesser states justified its program of imperial expansion. A few years later, ignoring the warnings of its wisest general, Athens launched its expedition against primitive Sicily, anticipating an easy conquest of its ragged and outnumbered opponent. Instead, trapped in remote and unfamiliar territory, incompetent to fight a culture it ignorantly disdained, it suffered total defeat of its armed forces, and faced economic ruin at home.

Thucydides made this claim for his book:

It will be enough for me… if these words of mine are judged useful by those who want to understand clearly the events which happened in the past and which (human nature being what it is) will, at some time or other and in much the same ways, be repeated in the future. My work is not a piece of writing designed to meet the taste of an immediate public, but was done to last forever.

He was proved right when Napoleon and Hitler sent their armies into Russia, when the Soviet Union invaded Afghanistan, when the United States sent its forces into Vietnam and Iraq.

Historians argue among themselves whether Thucydides is a moralizing philosopher or, in a common phrase, “the first scientific historian.” What is radical about him, and gives him his unerring clear-sightedness, is that he is both. He understands morals, not as a set of arbitrary rules imposed or wished upon reality, but part of the fabric of reality itself, in the same way that Greek philosophy had begun to understand physical laws as inseparable from reality. Thucydides came to the same insight that Ludwig Wittgenstein recorded centuries later when he wrote that ethics “must be a condition of the world like logic.”

In Thucydides’s morally coherent universe, moral action is also, inevitably, practical action, and immoral action is inevitably impractical, no matter how insistently short-sighted strategists pretend that it isn’t. He records a debate over capital punishment between Cleon, who was “remarkable among the Athenians for the violence of his character,” and the sober-minded Diodotus. Cleon wanted Athens to kill the captives it defeated in rebellious Mytilene. An empire, Cleon said, rules by fear; it must never be moved by pity. Diodotus responded by urging clemency, but insisted that he urged this choice not because it was the moral one, but because it seemed to him “the best thing for the state.” If Athens killed its captives, he said, cities that rebel in the future would have no motive to surrender, and Athens would waste its resources defeating opponents whose only practical choice was to fight to the death. If, however, Athens spared the defeated, they might even find reason to become its allies. After the debate, Athens for once made the moral and practical choice to spare the Mytilenians, though the vote was close—only for Athens, years later, to make its immoral and impractical choice to conquer Sicily.

In the two years since the 2016 US election, it seems ever more clear that Thucydides is the greatest historian not only of empire but also of contemporary politics. This excerpt is his account of civil war in Corcyra, 427 BC—and, equally, of politics in America, AD 2018:

So revolutions broke out in city after city, and in places where the revolutions occurred late the knowledge of what had happened previously in other places caused still new extravagances of revolutionary zeal, expressed by an elaboration in the methods of seizing power and by unheard-of atrocities in revenge. To fit in with the change of events, words, too, had to change their usual meanings. What used to be described as a thoughtless act of aggression was now regarded as the courage one would expect to find in a party member; to think of the future and wait was merely another way of saying one was a coward; any idea of moderation was just an attempt to disguise one’s unmanly character; ability to understand a question from all sides meant that one was totally unfitted for action. Fanatical enthusiasm was the mark of a real man, and to plot against an enemy behind his back was perfectly legitimate self-defense. Anyone who held violent opinions could always be trusted, and anyone who objected to them became a suspect. To plot successfully was a sign of intelligence, but it was still cleverer to see that a plot was hatching. If one attempted to provide against having to do either, one was disrupting the unity of the party and acting out of fear of the opposition. In short, it was equally praiseworthy to get one’s blow in first against someone who was going to do wrong, and to denounce someone who had no intention of doing any wrong at all. Family relations were a weaker tie than party membership, since party members were more ready to go to any extreme for any reason whatever. These parties were not formed to enjoy the benefits of the established laws, but to acquire power by overthrowing the existing regime; and the members of these parties felt confidence in each other not because of any fellowship in a religious communion, but because they were partners in crime. If an opponent made a reasonable speech, the party in power, so far from giving it a generous reception, took every precaution to see that it had no practical effect.

Revenge was more important than self-preservation. And if pacts of mutual security were made, they were entered into by the two parties only in order to meet some temporary difficulty, and remained in force only so long as there was no other weapon available. When the chance came, the one who first seized it boldly, catching his enemy off his guard, enjoyed a revenge that was all the sweeter from having been taken, not openly, but because of a breach of faith. It was safer that way, it was considered, and at the same time a victory won by treachery gave one a title for superior intelligence. And indeed most people are more ready to call villainy cleverness than simple-mindedness honesty. They are proud of the first quality and ashamed of the second.

Love of power, operating through greed and through personal ambition, was the cause of all these evils. To this must be added the violent fanaticism which came into play once the struggle had broken out. Leaders of parties in the cities had programs which appeared admirable—on one side political equality for the masses, on the other the safe and sound government of the aristocracy—but in professing to serve the public interest they were seeking to win the prizes for themselves. In their struggles for ascendancy nothing was barred; terrible indeed were the actions to which they committed themselves, and in taking revenge they went farther still. Here they were deterred neither by the claims of justice nor by the interests of the state; their one standard was the pleasure of their own party at that particular moment, and so, either by means of condemning their enemies on an illegal vote or by violently usurping power over them, they were always ready to satisfy the hatreds of the hour. Thus neither side had any use for conscientious motives; more interest was shown in those who could produce attractive arguments to justify some disgraceful action. As for the citizens who held moderate views, they were destroyed by both the extreme parties, either for not taking part in the struggle or in envy at the possibility that they might survive.

As the result of these revolutions, there was a general deterioration of character throughout the Greek world. The simple way of looking at things, which is so much the mark of a noble nature, was regarded as a ridiculous quality and soon ceased to exist. Society had become divided into two ideologically hostile camps, and each side viewed the other with suspicion. As for ending this state of affairs, no guarantee could be given that would be trusted, no oath sworn that people would fear to break; everyone had come to the conclusion that it was hopeless to expect a permanent settlement and so, instead of being able to feel confident in others, they devoted their energies to providing against being injured themselves. As a rule those who were least remarkable for intelligence showed the greater powers of survival. Such people recognized their own deficiencies and the superior intelligence of their opponents; fearing that they might lose a debate or find themselves out-maneuvered in intrigue by their quick-witted enemies, they boldly launched straight into action; while their opponents, overconfident in the belief that they would see what was happening in advance, and not thinking it necessary to seize by force what they could secure by policy, were the more easily destroyed because they were off their guard.

Certainly it was in Corcyra that there occurred the first examples of the breakdown of law and order. There was the revenge taken in their hour of triumph by those who had in the past been arrogantly oppressed instead of wisely governed; there were the wicked resolutions taken by those who, particularly under the pressure of misfortune, wished to escape from their usual poverty and coveted the property of their neighbors; there were the savage and pitiless actions into which men were carried not so much for the sake of gain as because they were swept away into an internecine struggle by their ungovernable passions. Then, with the ordinary conventions of civilized life thrown into confusion, human nature, always ready to offend even where laws exist, showed itself proudly in its true colors, as something incapable of controlling passion, insubordinate to the idea of justice, the enemy to anything superior to itself; for, if it had not been for the pernicious power of envy, men would not so have exalted vengeance above innocence and profit above justice. Indeed, it is true that in these acts of revenge on others men take it upon themselves to begin the process of repealing those general laws of humanity which are there to give a hope of salvation to all who are in distress, instead of leaving those laws in existence, remembering that there may come a time when they, too, will be in danger and will need their protection.

— Thucydides, History of the Peloponnesian War, translated by Rex Warner (Penguin, 1972; pp. 242–245)